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Mechanical Ventilation: Modes, Mechanics, and Dyssynchrony

CICM Fellowship LO CICMF_RESP_2 1,781 words
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Foundational Concepts

Understanding ventilator modes requires a grasp of four fundamental variables that define any breath:

Every breath is classified as either mandatory (ventilator-initiated, full support) or spontaneous (patient-initiated). This taxonomy underpins all mode selection decisions in the ICU.


Modes of Mechanical Ventilation

Volume-Control Assist-Control (VC-AC)

In VC-AC, each breath - whether triggered by the patient or the ventilator timer - delivers a fixed tidal volume at a constant (square-wave) inspiratory flow. The pressure required varies breath to breath depending on respiratory system compliance and resistance.

Parameter Operator-set Resultant
Tidal volume Yes -
Respiratory rate (minimum) Yes -
Inspiratory flow rate Yes -
Peak airway pressure - Variable
Plateau pressure - Variable

Advantages: Guaranteed minute ventilation; easily measurable respiratory mechanics (plateau pressure, driving pressure); predictable $V_T$ regardless of effort.

Disadvantages: Fixed flow can cause flow starvation in high-demand patients; risk of volutrauma if patient generates large efforts above the set $V_T$ (double triggering); alkalosis if patient rate exceeds set rate substantially.

Monitoring: Inspiratory pause (0.5-2 s) to measure plateau pressure. Driving pressure:

$$\Delta P = P_{plat} - PEEP$$

Target $\Delta P < 15 \text{ cmH}_2\text{O}$; this is an independent predictor of outcome in ARDS.


Pressure-Control Assist-Control (PC-AC)

Each breath delivers a fixed inspiratory pressure above PEEP for a set inspiratory time. Flow decelerates exponentially as alveolar pressure equilibrates with the set pressure.

Parameter Operator-set Resultant
Inspiratory pressure (above PEEP) Yes -
Respiratory rate (minimum) Yes -
Inspiratory time Yes -
Tidal volume - Variable
Peak airway pressure - Fixed (= set pressure + PEEP)

Advantages: Limits peak airway pressure (barotrauma protection); decelerating flow is more physiological and may improve $\dot{V}/\dot{Q}$ matching; compensates partially for small circuit leaks.

Disadvantages: $V_T$ varies with compliance/resistance changes - dangerous in ARDS where compliance fluctuates; if patient effort increases, $V_T$ can increase silently, causing occult volutrauma (P-SILI: patient self-inflicted lung injury).


Pressure-Regulated Volume Control (PRVC)

PRVC is a dual-control mode that targets a set $V_T$ by automatically adjusting the inspiratory pressure breath-to-breath, using a decelerating flow pattern. It uses the previous breath's compliance to calculate the pressure required to deliver the target volume.

$$P_{applied(n+1)} = P_{applied(n)} \pm 3 \text{ cmH}_2\text{O} \text{ (typical step change)}$$

Advantages: Combines the $V_T$ guarantee of VC with the pressure-limited, decelerating-flow delivery of PC; potentially lower peak pressures than VC-AC for equivalent $V_T$.

Disadvantages: With increased patient effort, PRVC reads higher $V_T$ and decreases applied pressure - paradoxically allowing larger patient-generated volumes if intrinsic effort is high (the "runaway $V_T$" phenomenon); requires careful monitoring in transitioning/weaning patients.


Synchronized Intermittent Mandatory Ventilation (SIMV)

SIMV delivers a set number of mandatory breaths per minute (VC or PC), synchronized to patient effort within a trigger window preceding each scheduled mandatory breath. Breaths outside this window are spontaneous - unsupported, or supported by an adjunct pressure support (SIMV+PS).

Breath type Triggered by Support level
Mandatory (in window) Patient effort or timer Full (set $V_T$ or set pressure)
Spontaneous (outside window) Patient None (SIMV alone) or PS level (SIMV+PS)

Clinical role: Historically used for weaning. Most contemporary evidence suggests SIMV alone prolongs weaning compared to PSV alone or T-piece trials, due to unsupported spontaneous breaths increasing work of breathing. SIMV+PS is more physiologically rational.

When still useful: Apnoea backup in unreliable patients; as a bridge mode; post-cardiac surgery protocols.


Pressure Support Ventilation (PSV)

Every breath is patient-triggered, and the ventilator augments each effort with a fixed pressure above PEEP. Cycling occurs when inspiratory flow drops to a set percentage of peak flow (typically 25%, adjustable 5-45% on most platforms).

$$\text{Work of breathing} \propto \frac{1}{\text{PS level}}$$

Advantages: Preserves respiratory muscle activity; promotes patient-ventilator synchrony; allows natural rate and $V_T$ variability; standard weaning mode.

Disadvantages: No guaranteed backup rate (apnoea alarm must be active); $V_T$ highly variable; cycle criterion mismatch can cause dyssynchrony (see below).

Weaning: Reduce PS by 2-4 cmH$_2$O steps; if tolerated at PS 5-8 cmH$_2$O (above circuit resistance compensation), SBT readiness is supported.


Adjusting Ventilator Settings Based on Respiratory Mechanics

ARDS-Net / Lung-Protective Strategy

Parameter Target
$V_T$ 6 mL/kg predicted body weight (PBW)
$P_{plat}$ $\leq 30$ cmH$_2$O
Driving pressure $\Delta P$ $< 15$ cmH$_2$O
PEEP Titrated to $FiO_2$/PEEP tables or oesophageal pressure
$SpO_2$ 88-95%
pH 7.20-7.45 (permissive hypercapnia acceptable)

Obstructive Lung Disease (Asthma/COPD)

$$\text{auto-PEEP} = P_{exp-hold} - \text{set PEEP}$$

Setting PEEP

$$C_{RS} = \frac{V_T}{P_{plat} - PEEP}$$

Normal $C_{RS}$: 60-100 mL/cmH$_2$O; ARDS typically $< 40$ mL/cmH$_2$O


Patient-Ventilator Dyssynchrony

Dyssynchrony occurs when the timing or magnitude of ventilator support mismatches the patient's neural respiratory drive. It affects 25-50% of mechanically ventilated patients, is associated with increased sedation requirements, prolonged ventilation, and worsened outcomes.

Double Triggering

Definition: Two ventilator breaths delivered within a single neural inspiratory effort - the patient's effort outlasts the first breath's inspiratory phase, triggering a second breath.

Mechanism: Short ventilator $T_i$ relative to neural $T_i$; commonly seen in VC-AC with short fixed $T_i$ and high respiratory drive. The second breath stacks on the first, delivering $2 \times V_T$ - a major cause of occult volutrauma.

Recognition Management
Two sequential breaths with very short interval ($< 0.5$ s) Increase $T_i$ (PC) or reduce inspiratory flow rate (VC)
Waveform: second pressure rise immediately follows first Consider deeper sedation if drive excessive
Flow-time curve: expiratory flow interrupted Switch to PC-AC or adjust cycle sensitivity in PSV

Reverse Triggering

Definition: A mandatory (ventilator-initiated) breath entrains the diaphragm to contract reflexively, via a mechano-neural coupling reflex. The diaphragm activation follows, rather than precedes, the machine breath.

Mechanism: Stretch receptors activated by lung inflation during mandatory breath trigger efferent diaphragmatic activity, generating active effort during or at end of machine inspiration - can cause breath stacking and high $V_T$ if effort occurs during expiration.

Recognition Management
Diaphragm activity (EAdi or oesophageal pressure) after breath onset Reduce sedation if heavily sedated (paradoxically, reverse triggering is more common with deep sedation)
No spontaneous trigger visible, yet diaphragm EMG shows activity Consider PAV or NAVA to allow coupling
Stacked breaths on flow-time waveforms Adjust inspiratory time; consider neuromuscular blockade if injurious

Flow Starvation

Definition: In VC-AC, the fixed peak inspiratory flow rate is insufficient for the patient's inspiratory demand, causing the patient to actively "pull" against the fixed flow.

Mechanism: Pressure-time waveform shows a concave dip (scooped appearance) in airway pressure during inspiration, rather than the normal convex rise - the patient's effort reduces circuit pressure below what the fixed flow delivers.

$$P_{airway} < P_{expected} \text{ during inspiration (scooped waveform)}$$

Recognition Management
Concave (scooped) airway pressure waveform in VC Increase peak flow rate (60-80 L/min → 80-100 L/min)
Patient appears distressed, high respiratory rate Reduce $T_i$; change flow pattern to decelerating
Accessory muscle use, tachycardia Switch to PC-AC or PSV to allow demand-matched flow

Other Dyssynchrony Patterns

Type Mechanism Recognition Management
Ineffective effort Patient effort insufficient to trigger; common with auto-PEEP or over-sedation Pressure/flow deflections between breaths; low trigger rate vs. effort Reduce PEEP to match auto-PEEP; reduce PS; reduce sedation
Premature cycling (PSV) Cycle criterion (flow threshold) too high; breath terminates before neural effort ends Patient re-triggers immediately; short inspiratory time Reduce cycle-off threshold (e.g., 5-15%)
Delayed cycling (PSV) Cycle criterion too low; ventilator inflation continues beyond neural $T_i$ Patient actively exhales against ventilator; high EEdi at end inspiration Increase cycle-off threshold (e.g., 40-45%)
Auto-triggering Cardiogenic oscillations or circuit leak falsely trigger breaths High RR unrelated to patient effort; no diaphragm activity Increase trigger threshold; check for leaks; use flow triggering carefully

CICM Final Implications

Hot Case / Bedside Approach

When reviewing a ventilated patient, systematically interrogate:

  1. Mode appropriateness: Is this patient controlled, partially supported, or weaning? Does the mode match clinical intent?
  2. Waveform interrogation: Pull up pressure-time, flow-time, and volume-time traces. Identify the breath type, flow pattern, and any dyssynchrony signatures.
  3. Mechanics assessment:
  4. Perform inspiratory hold → $P_{plat}$ → calculate $\Delta P$ and $C_{RS}$
  5. Perform expiratory hold → measure auto-PEEP
  6. Note: these manoeuvres are unreliable in actively breathing patients

  7. Dyssynchrony assessment:

  8. Double triggering → check $V_T$ delivered (alarm for $> 8$ mL/kg PBW)
  9. Flow starvation → waveform morphology
  10. Reverse triggering → often missed; consider in deeply sedated patients on control modes with unexplained $V_T$ variability

Viva Key Points

Patient-Centred Mode Selection Summary

Clinical Scenario Preferred Mode Key Rationale
Acute ARDS, paralysed VC-AC or PC-AC Guaranteed $V_T$ control; easy mechanics measurement
ARDS, transitioning off paralysis PRVC with caution or PC-AC Monitor for occult high $V_T$
High-drive patient, COPD exacerbation VC-AC, high flow Prevents flow starvation; controls $V_T$
Weaning, cooperative patient PSV, titrating down Preserves muscle function; physiological
Post-operative, expected short ventilation SIMV+PS or PSV Facilitates spontaneous breathing
Haemodynamic instability VC-AC (controlled) Predictable intrathoracic pressures
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What does VC-AC stand for and what is the core principle of this ventilation mode?

Volume-Controlled Assist-Control: the ventilator delivers a fixed tidal volume for every breath (patient-triggered or time-triggered), guaranteeing minute ventilation but with variable peak airway pressure.

What does PC-AC stand for and what is the core principle of this ventilation mode?

Pressure-Controlled Assist-Control: the ventilator delivers a fixed inspiratory pressure for every breath, guaranteeing consistent pressure but with variable tidal volume depending on respiratory mechanics.

Distinguish between VC-AC and PC-AC in terms of flow pattern, tidal volume guarantee, and use in ARDS.

- VC-AC: constant (square-wave) flow, fixed VT, variable peak and plateau pressures - PC-AC: decelerating flow, variable VT, fixed inspiratory pressure - In ARDS, VC-AC more reliably guarantees low VT (6 mL/kg IBW) and allows direct measurement of plateau pressure - PC-AC may allow more variable VT during changes in compliance, risking volutrauma if compliance improves

What is PRVC and how does it differ from standard VC-AC?

Pressure-Regulated Volume Control is a dual-control mode: it delivers a decelerating flow like PC-AC but automatically adjusts the target inspiratory pressure breath-to-breath to achieve a clinician-set tidal volume target, combining the flow comfort of pressure control with the volume guarantee of volume control.

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